Equities disclosures

Here you will find the notices and disclosures that The Royal Bank of Scotland plc (RBS plc), as a registered Swap Dealer, is required to provide to you pursuant to the Dodd-Frank Wall Street Reform and Consumer Protection Act in relation to swaps entered into between us.  These notices and disclosures should be read prior to engaging in swaps transactions with us.

These are disclosures and notices that apply to Equities transactions specifically.  Some of these may be supplemental annexes to disclosures found on the General Disclosures page and should be read in conjunction with these.

Equities-specific Disclosures

Title Description File Date Uploaded
Equity Derivatives Disclosures Annex This Annex is in relation to equity derivative transactions and supplements, and should be read in conjunction with, the General Disclosure Statement for Transactions. Link to ISDA  
Equity Derivatives Free Documents Additional information from External Website: RBS is providing a link to an external URL which contains information that may be relevant to you when trading such products. Link to ISDA  
2011 ISDA Equity Derivatives Definitions

The 2011 ISDA Equity Derivatives Definitions include a Main Book and an Appendix, and are structured to allow for periodic updating. The Main Book contains the core definitions and provides a menu of provisions that can be combined to create different transactions. The Appendix to the Main Book contains tables setting out possible elections, consequences and fallbacks. The 2011 Definitions are drafted to be principles based, flexible and modular. The Definitions are part of a new process and structure for documenting equity derivatives that will be implemented incrementally, initially via transaction matrices. The 2011 Definitions confirmation structure is based upon a universal framework which is designed to support a unique set of core definitions. Each transaction is a combination of unique terms, built on the same framework and may be documented, matched, and analyzed electronically.

Related documents can be found on ISDA's website.

*If you would like us to send you any of these documents please contact your RBS salesperson.

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Link to ISDA


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If you have any questions or concerns, please contact your RBS salesperson